Grace Capital Management, LLC — SEC-Registered Investment Adviser (CRD #150054)
What is Form CRS?
Form CRS (Client Relationship Summary) is a disclosure document required by the U.S. Securities and Exchange Commission (SEC) designed to help retail investors understand the types of services offered, fees charged, conflicts of interest, and disciplinary history of investment advisers and broker-dealers.
Our Firm
Grace Capital Management, LLC is registered with the SEC as an investment adviser. Brokerage and investment advisory services and fees differ, and it is important for you to understand the differences. Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.
View Our Filings
You can access our complete regulatory filings through the SEC’s Investment Adviser Public Disclosure (IAPD) system:
- Form ADV Part 2A & 2B (Firm Brochure) — Detailed information about our advisory services, fees, investment strategies, conflicts of interest, and disciplinary information.
- FINRA BrokerCheck — Review the background of our firm and financial professionals.
Our Services
Grace Capital Management provides personalized investment advisory services including:
- Portfolio management and asset allocation
- Financial planning and retirement strategies
- Tax-advantaged alternative investment strategies (1031 exchanges, DSTs, IDC programs, Opportunity Zones)
- Wealth preservation and legacy planning
Questions to Ask Us
The SEC recommends asking your financial professional:
- Given my financial situation, should I choose an investment advisory service? Why or why not?
- How will you choose investments to recommend to me?
- What is your relevant experience, including licenses, education, and other qualifications?
- What fees will I pay?
- Help me understand how these fees and costs might affect my investments.
- How might your conflicts of interest affect me, and how will you address them?
- Do you or your financial professionals have legal or disciplinary history?
Contact Us
For questions about our Form CRS or to request a copy of our Form ADV:
Grace Capital Management, LLC Austin, TX 78746 Phone: (512) 485-1800 Email: info@grace-cap.com